Susan D. Resley


Clients rely on Susan Resley’s guidance to counsel and defend them in regulatory matters concerning accounting and disclosure issues (including relating to environmental, social, and governance (ESG)), insider trading, the Foreign Corrupt Practices Act (FCPA) (including due diligence and compliance), internal controls, cybersecurity concerns, whistleblower-related issues, and US Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) rules related to broker-dealers and investment advisors. She has represented clients in international regulatory and internal investigations, including in the United Kingdom, France, China, Japan, Korea, and India.