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Susan D. Resley


Susan D. Resley serves as deputy practice leader of the firm’s securities enforcement and litigation practice. Clients rely on Susan’s guidance to counsel and defend them in regulatory matters concerning accounting and disclosure issues, insider trading, Foreign Corrupt Practices Act (FCPA) (including due diligence and compliance), internal controls, cybersecurity concerns, whistleblower-related issues, and Securities and Exchange Commission (SEC) or Financial Industry Regulatory Authority (FINRA) rules related to broker-dealers and investment advisors. She has represented clients in international investigations, including in the United Kingdom, France, China, Japan, Korea, and India.