Monday, October 21, 2013 - Wednesday, October 23, 2013 |
01:00 AM Eastern Daylight Time |
Investment Management partner Timothy W. Levin will speak on the "Oversight of Fund Distribution Panel" where they will discuss how the SEC continues to review distribution arrangements, including payments made for sub-transfer agent and shareholder servicing.
The panel will discuss board oversight practices, including in connection with omnibus subaccounts.
When:
October 21–23, 2013
Where:
Chicago, IL