Volcker Rule Impact

Thursday, May 15, 2014
01:00 AM Eastern Daylight Time

The US federal financial regulatory agencies recently adopted comprehensive regulations implementing the Volcker Rule. The rule and the new regulations will have a material impact on how banks conduct a number of securities, capital markets, and asset management activities.

Please join us for a one-hour webinar to discuss the requirements and highlights of the Volcker Rule regulations. This webinar is tailored for non-US-based businesses with interests in the United States or businesses that are otherwise interested in gaining a deeper understanding of the practical impact of the Volcker Rule on themselves, their clients, and customers of their clients.

Topics addressed in the webinar will include:

  • Territorial application
  • Developing a plan to comply with trading exemptions
  • Implications of the major private fund exclusions
  • Key aspects of the “organized and offered” private fund exemption
  • Offshore public and private fund activities
  • Compliance management requirements and their ramifications

Thursday, May 15
12-1pm BST

CLE credit in CA, FL, IL, NJ, NY, PA, TX, and VA is currently pending approval.

This CPD event is accredited under the Law Society of England and Wales Continuing Professional Development Scheme and the English Bar Standards Board for one (1) hour.