Event

2015 SIFMA Compliance and Legal Society San Francisco Regional Seminar

August 06, 2015

Partner Ben Indek will participate on a panel at the 2015 SIFMA Compliance and Legal Society San Francisco Regional Seminar.

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Discussion topics will include:

  • Litigation & Arbitration Update and Trends
  • The Ever-Expanding Role of Compliance - Developments in AML & Cybersecurity and Intersections with Traditional Compliance Programs
  • Compliance and Risk Management - Two Sides of the Same Coin
  • Regulatory Priorities

August 6, 2015 | 1:15–2:30 pm
Compliance and Risk Management – Two Sides of the Same Coin

Moderator
Helene Jepson, Enterprise Chief Compliance Officer – First Republic Bank

Panelists
DebraAnn Early, Senior Vice President, Head of Risk and Compliance Funds – Wells Fargo Asset Management
Ben Indek, Partner, Morgan Lewis
Doug Oglesby, Senior Vice President, Operational Risk Management – LPL Financial LLP