Ben A. Indek


Ben A. Indek focuses his practice on representing broker-dealers and their employees in governmental, self-regulatory organization, and state securities commission investigations, and conducting internal investigations for such firms. Ben also counsels clients on regulatory and compliance issues, with a particular emphasis on assisting firms in self-reporting matters under FINRA Rule 4530(b); he acts as counsel to two broker-dealer self reporting committees. In 2015, Chambers USA noted that securities industry insiders described Ben as “always prepared, measured and unflappable, even in difficult situations.” He has been ranked by Chambers USA as one of “America’s Leading Lawyers for Business” for the last eight years.