Partner Ben Indek will participate on a panel at the 2015 SIFMA Compliance and Legal Society San Francisco Regional Seminar.
This one day seminar will feature presentations by leading securities regulators and industry professionals.
Discussion topics will include:
August 6, 2015 | 1:15–2:30 pm
Compliance and Risk Management – Two Sides of the Same Coin
Helene Jepson, Enterprise Chief Compliance Officer – First Republic Bank
DebraAnn Early, Senior Vice President, Head of Risk and Compliance Funds – Wells Fargo Asset Management
Ben Indek, Partner, Morgan Lewis
Doug Oglesby, Senior Vice President, Operational Risk Management – LPL Financial LLP