CLE Courses

Understanding of Subscription Documents

Monday, January 8, 2018
12:00 PM - 01:00 PM Eastern Standard Time

Please join us for a presentation that will provide an introduction to subscription documents and its various components.

This program will enable lawyers to understand some of the underlying issues encountered from time to time in representing sponsor and investor clients in connection with subscription documents.

Topics will include:

  • Subscription Agreements, Investor Questionnaires and Regulatory Framework
  • ERISA Related Issues
  • Tax Related Issues and Forms

Questions? Please contact Sharon James at +1.212.309-7181 or

CLE credit: CLE credit is currently pending approval in: CA, FL, NY, PA and TX.