2018 Investment Adviser Perspectives: Getting Ready for the New Form ADV
Listen to the recording >> | View the presentation >> |
View the materials >>
February 27, 2018
12:30 PM - 01:30 PM ET
11:30 AM - 12:30 PM CT
09:30 AM - 10:30 AM PT
Please join us for a webinar on preparing to file the new Form ADV, Part 1. We will highlight the changes to the new form, and provide guidance on a number of interpretative questions that have come up as firms prepare their annual updates.
TOPICS WILL INCLUDE:
- New reporting obligations for investment advisers to separately managed accounts
- Best practices for calculating the number of clients, classifying regulatory assets under management by asset type, and calculating derivatives and borrowing exposure
- Other new disclosure items, including branch offices and social media sites
- Umbrella registration for qualifying private fund managers
Please contact Lindsay Levine.