Webinars
2019 Technology May-rathon: Investment Adviser Perspectives: Digital Advice
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| Tuesday, May 21, 2019 |
| 12:30 PM - 01:30 PM Eastern Daylight Time |
| 09:30 AM - 10:30 AM Pacific Daylight Time |
Please join us for an update on the legal, regulatory, and commercial aspects of offering digital advisory solutions, including:
- Key trends in the evolution from advice to financial wellness
- Navigating the regulatory environment for digital advice
- Recent enforcement actions that are relevant for digital advisers
- Advertising, social media, and online referral arrangements
- Risk management, compliance, and internal controls
CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.