2019 Technology May-rathon: Investment Adviser Perspectives: Digital Advice

Watch the recording >>  |  View the slides >>

Tuesday, May 21, 2019
12:30 PM - 01:30 PM Eastern Daylight Time
09:30 AM - 10:30 AM Pacific Daylight Time

Please join us for an update on the legal, regulatory, and commercial aspects of offering digital advisory solutions, including:

  • Key trends in the evolution from advice to financial wellness
  • Navigating the regulatory environment for digital advice
  • Recent enforcement actions that are relevant for digital advisers
  • Advertising, social media, and online referral arrangements
  • Risk management, compliance, and internal controls

CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.