The New ETF Rule and its Impact on APs and Market Makers

Tuesday, October 8, 2019

Please join us for a one-hour webinar where we will provide an overview of the new Exchange-Traded Funds (ETFs) rule, the related Exchange Act exemptive relief, and discuss how it could impact the market. We will also suggest what steps, if any, authorized participants and market makers should take to adjust their operational and compliance procedures.


  • John O’Brien
  • Jonathan Nowakowski

For more information on this event, please contact Sharon James at +1.212.309.7181.

CLE credit: CLE is currently pending in CA, IL, NY, PA, TX, VA via reciprocity FL and NJ.