The Philadelphia Compliance Roundtable – Webinar

Wednesday, April 13, 2022
11:00 AM - 12:00 PM Eastern Daylight Time
10:00 AM - 11:00 AM Central Daylight Time
08:00 AM - 09:00 AM Pacific Daylight Time

Associate Director of the Division of Examinations for the Philadelphia Regional Office, Acting Regional Director for the Philadelphia Regional Office, and Acting Deputy Director for the National Examination Program, Joy G. Thompson—formerly Acting Associate Director for the Private Funds Unit—will join us to discuss the Securities and Exchange Commission’s examination and enforcement priorities.