Regs & Eggs: Recent Developments Impacting Registered Funds and Their Investment Advisers

Please join us for a breakfast seminar at ICI’s 2023 Investment Management Conference.

Panelists will discuss recent US Securities and Exchange Commission (SEC) rulemakings and other regulatory focus areas impacting registered funds and their investment advisers.

TOPICS WILL INCLUDE:

• Tailored shareholder reports
• Liquidity risk management and swing pricing proposal
• Investment adviser outsourcing proposal
• Cybersecurity proposal and the role of fund boards