Global Sponsor Forum: Enforcement Year in Review

Thursday, September 28, 2023
01:00 PM - 02:00 PM Eastern Daylight Time

Please join us for the next session in our Global Sponsor Forum webinar series, where panelists will discuss current enforcement trends and developments.

Topics will include:

  • Key SEC enforcement developments
  • High-impact cases
  • An overview of the SEC’s enforcement and examination priorities for this year and beyond
  • Enforcement by other agencies including DOL ERISA enforcement and state level “anti-ESG” enforcement activities

For more information, please contact Lucy Jones.

CLE credit: CLE credit in CA, IL, MN, NY, OH, OR, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).