| Friday, April 26, 2024 |
| 11:00 AM - 01:30 PM Eastern Daylight Time |
Join us for the Philadelphia Compliance Roundtable featuring keynote speaker Karen Barr, President and CEO of the Investment Adviser Association.
Karen will discuss the SEC’s very active rulemaking agenda. Following keynote remarks, two panels—including participants from Morgan Lewis, SEI, Yuter Compliance Consulting—will discuss the state of the regulatory environment and practical guidance on new rules applicable to advisers and broker-dealers as well as SEC examination and enforcement trends and priorities. After the panels, we will break into a roundtable format to facilitate discussions with your compliance peers.
This meeting will be held both virtually and in person.
Register to attend in-person >>
Register to attend virtually (via WebEx) >>
CLE credit: CLE credit in CA, IL, MN, NY, OH, OR, PA, TX, VA, and WA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).