Virtual Asset Management Roundtable Series - SEC Enforcement 2012 Year in Review

February 26, 2013

2012 was another record year for the SEC's enforcement program.

Please join us for a timely discussion of key developments in the SEC's enforcement program, including a summary of important cases against investment advisers, private fund advisers, and mutual funds, as well as an analysis of 2012 enforcement trends and expected priorities for 2013.

This webinar will be the first session of the Investment Management Practice's quarterly Virtual Asset Management Roundtable Series—a forum for the discussion of complex legal and compliance topics affecting asset managers and dual registrants.

Upcoming 2013 sessions are expected to include:


  • Advanced topics in advertising and social media
  • Special issues for dual registrants
  • Conflicts and compliance reviews for complex organizations


Tuesday, February 26, 2013
12-1 p.m. ET

Jennifer L. Klass | Partner, New York
Richard F. Morris | Partner, New York
Ivan P. Harris | Partner, Miami/New York
Thomas A. Linthorst | Partner, Princeton
Joshua R. Blackman | Asscoiate, New York

CLE Credit:
CLE credit in NY, NJ, PA, IL, TX, FL, and VA is currently pending approval.