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SEC Obtains Record $4.7 Billion in Penalties, Disgorgement, Investment News

November 02, 2020

Morgan Lewis partner Jeff Boujoukos spoke with Investment News about the US Securities and Exchange Commission’s (SEC’s) enforcement report for fiscal year 2020. In the article, he discussed what the report shows lies ahead for the SEC. “The enforcement division’s resources are going to be heavily taxed working through those tips, complaints and referrals, as well as all the investigations that were delayed last year,” Jeff noted, adding, “The SEC is constantly looking for cases involving fees charged to retail investors.”

Read the full Investment News article >>