In the News

SEC’s Proposals Create Competitive Opportunities, The DESK

December 21, 2022

An article from The DESK discusses a recent proposal from the US Securities and Exchange Commission (SEC) that will impact the US equity markets and may bring positive opportunities for smaller market players.

The article cites an All Things FinReg blog post co-authored by partner Ignacio Sandoval, of counsel James Doench, and associate Kyle Whitehead, arguing that “[t]his is perhaps the most consequential of the proposed rules and the one most likely to generate comment and controversy. It is unclear, as an initial matter, whether proposed Rule 615 solves any meaningful problem in the retail equity market other than taking away order flow from established wholesalers.”

Read the full The DESK article >>