In the News

SEC's 'Speeding Ticket' Risk Crash, Regulatory Compliance Watch

Friday, April 14, 2023

Partner Kelly Gibson’s comments are featured in a Regulatory Compliance Watch article regarding the risk regulators may be taking by handing out “speeding tickets” to private fund advisors.

“At some point when you keep bringing these cases, and you’re just assuming that everyone’s going to settle, you risk pushing too far and losing certain remedies in the program,” Kelly told the publication in an interview.

Read the full Regulatory Compliance Watch article >>

Subscription may be required.