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Financial Industry, Regulators Likely to Clash Over Rules Slated for Second Half, InvestmentNews

July 10, 2023

Partner Christine Schleppegrell is quoted by InvestmentNews in an article looking at the second half of 2023 regarding the financial advisory sector.

“I do think the chair is very interested in getting his agenda done. What we’re going to see is [a] very busy ’23 and ’24 in terms of adoptions,” Christine said, discussing the US Securities and Exchange Commission’s 2023 Spring Rules list, which includes 55 proposals in various stages.

Read the full InvestmentNews article >>