With Enforcement Actions Plummeting, Is the SEC Losing Its Regulatory Zeal? Financial Planning

Partner Christine Schleppegrell was quoted in a Financial Planning article discussing advisors’ efforts to meet new regulatory requirements under Regulation S-P and the evolving compliance landscape.

Christine noted that firms are actively engaging vendors to ensure timely breach notifications, which are critical for satisfying obligations under the updated privacy rule.

“We’re hearing from people who are really trying to get the attention of vendors right now, and say, ‘I need you to agree that you will notify me within 72 hours so I can satisfy my Reg S-P obligations,’" she said.

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