On March 14, 2013, Morgan Lewis co-hosted with MMI for the Legal and Compliance Committee webinar "SEC Enforcement 2012 Year in Review: Implications for Managed Accounts."
Topics covered included a summary of important cases against investment advisers, as well as an analysis of key whistleblower issues, 2012 enforcement trends, and SEC priorities for 2013.
Sarah E. Bouchard
Ivan P. Harris
Jennifer L. Klass
Steven W. Stone