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All Things FinReg
LATEST REGULATORY DEVELOPMENTS IMPACTING
THE FINANCIAL SERVICES INDUSTRY
Security-Based Swap Dealers

On the Horizon? SEC Financial Responsibility Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants

By Ignacio A. Sandoval
// 4 October 2018 г.
On October 11, 2018, the Securities and Exchange Commission (SEC) will have an open meeting to consider whether to reopen the comment period and request additional comments
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