In an article for The Review of Securities & Commodities Regulation, partner Lance Dial and associates Amy McDonald and Jonathan Nowakowski discuss the US Securities and Exchange Commission’s (SEC’s) newly adopted requirements for mutual fund shareholder reports.
The article outlines the context in which the new requirements were adopted and provides a detailed description of what has changed—both concerning the reports themselves and the requirements for how those reports will be delivered.
The piece concludes with a brief discussion of the implications for funds and their service providers and suggestions for potential next steps.
Read the full The Review of Securities & Commodities Regulation article >>