Public Company SEC Enforcement Trends and Practical Considerations

Please join us for a webinar discussing key insights from a report prepared by members of our securities enforcement and corporate business transactions practices.

The US Securities and Exchange Commission (SEC) continues to maintain a heightened focus on public companies. We expect the SEC to continue dedicating resources to enforcement investigations and actions in the public company space under the new administration, with a particular focus on conduct that harms investors and a decreased emphasis on standalone internal controls violations. We also anticipate a shift in some of the remedies that the SEC seeks in enforcement actions involving public companies and related individuals.

Read our recent report on Current Developments in SEC Enforcement for Public Companies >>