2016 Investment Adviser Perspectives: Digital Advice Roundtable

Please join us for breakfast and a discussion of the current regulatory landscape affecting digital investment advisers.

Topics will include:

• Regulatory Focus on Digital Advisers
• Fiduciary Duty and the Standard of Care
• Suitability, Client Profiling, and Rule 3a-4
• Governance and Compliance Controls
• Impact of the DOL Fiduciary Rule