2017 Investment Adviser Perspectives: Digital Advice Roundtable

Please join us for breakfast and a discussion of the current regulatory landscape affecting digital investment advisers.

Topics will include:

• SEC examination focus on electronic investment advice 
• Hybrid offerings and the evolution of the business model 
• Governance, compliance, and internal controls 
• Impact of DOL Fiduciary Rule on client acquisition and proprietary products 
• Account aggregation and data security 

Questions? Please contact Aimee Beltramini.