Wednesday, November 1, 2017 |
2017 SIFMA Compliance & Legal Society New York Regional Seminar is a one-day seminar featuring presentations by leading securities regulators and industry professionals.
Litigation partner Ben Indek will be speaking on a panel titled “Hot Topics in Compliance” from 12:55 to 2:10 pm and litigation partner Thom Hennessey will be speaking on an “Ethics” panel from 2:10 to 3:10 pm.
CLE credit: Please see the event website for detailed CLE credit information.