2018 Investment Adviser Perspectives: Digital Advice Roundtable

November 14, 2018
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The program will include in-depth discussions of the legal, regulatory, and commercial aspects of offering digital advisory solutions, including:

  • Key trends in the evolution from advice to comprehensive financial wellness
  • Updates on the regulatory environment for digital advice
  • FinTech charters and regulatory sandboxes
  • Proprietary products and other tricky ERISA and IRA issues
  • Advertising, social media, and online referral arrangements
  • Risk management, compliance, and internal controls


Please contact Bernice Kyereme.

This event is by invitation only.

CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.