|12:00 PM - 01:00 PM ET|
|11:00 AM - 12:00 PM CT|
|09:00 AM - 10:00 AM PT|
Join us for a focused discussion of the amendments to Rules 5130 and 5131 pertaining to allocations of new issues by the Financial Industry Regulatory Authority (FINRA), effective January 1, 2020.
Please contact Bernice Kyereme.
CLE credit: CLE credit in CA, FL, IL, OH, OR, NJ (via reciprocity), NY, PA, TX and VA is currently pending approval.