Client Money: Regulatory Goals and Key Requirements for Insurance Brokers

Tuesday, June 30, 2020

This presentation will deliver an interactive and highly practical session on the key legal issues and potential pitfalls relating to the client money rules. The session would be delivered remotely by webinar and there will be an opportunity to have your questions answered in this challenging area.

Key topics will include:

  • Client money rules: the regulatory goals and key requirements
  • Risk transfer arrangements: What are the implications and what contractual provisions are needed?
  • Non-statutory trusts: When should you be using these and what are the operational implications?
  • Dealing with UK and continental European insurers and the impact of Brexit on current client money arrangements.