Track 3: Regulatory and Enforcement

Wednesday, May 18, 2022
12:00 PM - 02:00 PM ET
09:00 AM - 11:00 AM PT

Please join us for the third track of our 2022 Advanced Topics in Hedge Fund Practices Conference: Manager and Investor Perspectives which includes the following panels:

  • Regulatory and Examination Priorities for Private Fund Advisers: US Securities and Exchange Commission (SEC) Proposals and Proposed Rulemaking
  • Reflections from Time Spent at the SEC: A Conversation with Kelly Gibson, former acting deputy director of the SEC’s Division of Enforcement and Jeffrey G. Boujoukos, former regional director of the Philadelphia Regional Office of the SEC
  • Enforcement Trends and Issues

CLE credit: CLE credit (including one hour of Ethics credit) in CA, IL, NY, OH, OR, MN, PA, TX, and VA is currently pending approval. Credit in CT, FL, and NJ is pending approval (via reciprocity).