2022 DOL Investigations Update

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Thursday, October 13, 2022
12:00 PM - 01:15 PM Eastern Daylight Time

The US Department of Labor (DOL) has been active recently, investigating Employee Retirement Income Security Act plans and service providers to those plans—enforcement activities that are likely to continue.

This webinar will provide updates on the DOL’s recent retirement plan enforcement activities and priorities, cover upcoming enforcement focuses, and offer tips and practices for successful navigation of DOL matters.


  • Recent DOL subpoena enforcement activities
  • The DOL’s current enforcement priorities, including cybersecurity, investment related conflicts, and employee stock ownership plan valuation cases
  • Predictions regarding future priorities
  • Helpful considerations for navigating DOL investigations

CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.