Fall 2025 Philadelphia Compliance Roundtable

Please join us for The Philadelphia Compliance Roundtable as we celebrate the Roundtable’s 30th anniversary, a milestone event bringing together compliance professionals from across the region and virtually around the globe.

Our keynote speaker will be Dan Faigus, private fund specialist and Interim Co-Head of the SEC’s Private Funds Unit in Washington, DC. Dan will share insights into private fund adviser examination priorities and enforcement trends.

Panelists from Morgan Lewis and Yuter Compliance Consulting will discuss the state of the regulatory environment and practical guidance on hot topics for investment advisers and compliance professionals.

After the panels, we will break into a roundtable format to facilitate discussions with your compliance peers.

Register to attend in-person >>

Register to attend virtually (via WebEx) >>

CLE credit: CLE credit in CA, FL, IL, MN, NY*, OH, OR, PA, TX, VA, and WA is currently pending approval. Credit in CT and NJ is pending approval (via reciprocity). CLE credit is not available for the viewing of recorded sessions.

*This program qualifies for Newly Admitted Attorneys

Those seeking CLE credit in any other state may be provided with a General Certificate of Attendance and may apply independently.