SIFMA Compliance & Legal Northeast Regional Seminar 2026

Investment management partner Stacie Hartman will speak at SIFMA’s Compliance & Legal Northeast Regional 2026 Seminar in New York on the panel Tokenization and Digital Assets, Is Your Firm Ready?

Designed for broker-dealers, asset managers, and wealth management firms, this annual seminar brings together compliance and legal professionals for a focused exchange on the regulatory and supervisory issues shaping the industry today.

Stacie and the panelists will discuss how to:

• Apply current rules to digital products;
• Ready your operations (digital workflows and market adoption barriers);
• Protect your data and information; and
• Get governance, supervision, and oversight right for these increasingly popular markets.
  
  

Stacie’s panel is on September 16 from 1:35 pm-2:35 pm.

QUESTIONS?

For more information, please email Jessica Feldman.