Protective Measures Institutional Investors Can Adopt to Mitigate Risks of Retailization (Part Three of Three), Private Equity Law Report

Partner Jack O’Brien is quoted in a Private Equity Law Report article, discussing the impact of retailization in the private funds industry.

“The SEC will keep a close eye on how the retailization trend develops, and has already signaled that it will do sweep exams or targeted exams of certain structures…. So, there might be some spillover contact for institutional LPs that trickles up through underlying private fund investments…. Although that focus may create a little more market exposure to regulators than in the past, I’m not convinced that will represent a material risk to institutional investors,” he said.

Read the full Private Equity Law Report article >>
Subscription may be required.