Welcome to the first issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund (ETF) industry. We hope you find this newsletter useful. If you have any questions about the issues discussed here, please email us at etfroundup@morganlewis.com.
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Topics covered in this issue:
- SEC Adopts New Liquidity Rules
- SEC Adopts New Reporting Requirements
- The Industry in Brief
- SEC Chair to Step Down
- Derivatives Rule Proposal Delayed
- Generic Listing Standards for Active ETFs Approved
- Nasdaq Proposes Additional Continued Listing Standards
- SEC Staff Issues No-Action Letter on Auditor Independence
- Update on Section 36(b) Litigation
- IRS Proposes Rules on Controlled Foreign Corporations
- Enforcement Action on Sub-Advisory Agreements
- SEC Proposes to Shorten Settlement Times
- First ETF to Feature Fulcrum Fee Structure Launches
- Trending SEC Staff Comments
- New Product Registrations