Mutual Fund Law Handbook, 2026 Edition

Partners Timothy W. Levin, W. John McGuire, and John J. O’Brien co-authored a chapter in Mutual Fund Law Handbook 2026 providing a comprehensive overview of mutual fund formation, regulation, and ongoing compliance under the Investment Company Act of 1940.

The authors outline the full lifecycle of a mutual fund, from initial structuring and registration through day-to-day operational and regulatory considerations. The chapter examines recent legal and regulatory developments, highlights key compliance obligations, and provides practical tools including checklists, sample documents, and guidance on SEC resources such as the EDGAR system, offering a structured and accessible framework for navigating an evolving regulatory landscape.

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