Morgan Lewis is proud to sponsor SIFMA’s Compliance & Legal Virtual Forum 2021. For more than half a century, SIFMA’s C&L Annual Seminar has been the preeminent meeting place for compliance and legal professionals in the financial services industry.
Negotiating Skills: Learn from the Experts
Compliance and Supervision Issues Around Retail Products
Lunch & Learn: Self Reporting & Cooperation: Regulatory Guidance and Practical Considerations
Ask FINRA: A Panel of Senior FINRA Officials Respond to Your Questions
Professional Development Session: Back to Basics: Practical Tools for Resilience in Challenging Times
CLE credit: CLE credits will be available.