Hedge Fund University: Impact of SEC’s Expanded Investigations Into Off-Platform Messaging

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Thursday, March 2, 2023
12:00 PM - 01:00 PM Eastern Standard Time

Join us for a discussion highlighting the issues impacting major hedge funds due to the US Security and Exchange Commission’s (SEC’s) expanded probe into business’ use of personal messaging platforms like WhatsApp.

Topics will include:

  • SEC’s focus in current sweeps
  • Discussion of best practices and key policies
  • What we expect next

CLE credit: CLE credit in CA, CT, FL, IL, OH, OR, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.