Webinars

Hedge Fund University: Impact of SEC’s Expanded Investigations Into Off-Platform Messaging

Watch the presentation >> | View the slides >>

Thursday, March 2, 2023

12:00 PM - 01:00 PM Eastern Standard Time

Join us for a discussion highlighting the issues impacting major hedge funds due to the US Security and Exchange Commission’s (SEC’s) expanded probe into business’ use of personal messaging platforms like WhatsApp.

Topics will include:

SEC’s focus in current sweeps
Discussion of best practices and key policies
What we expect next

CLE credit: CLE credit in CA, CT, FL, IL, OH, OR, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.