Morgan Lewis Seminars
Regulatory Enforcement and Compliance Update: Impact of AMF Disciplinary Commission Decisions for Distributor and Manufacturers in France
| Tuesday, February 10, 2026 |
| 08:30 AM - 10:30 AM Central European Time |
The rules governing the distribution of financial products is going through an unprecedented period. Never before have these rules been so thoroughly challenged by the AMF Disciplinary Commission.
Recent decisions of the AMF Disciplinary Commission will have a significant impact on investment and asset management firms and CIF operating in the French market. Our panel will break down these developments and outline the practical steps organisations can take to remain compliant and prepared.
Topics will include:
- New conditions applicable for distributors to receive inducements
- New conditions applicable for distributors to receive inducements
- New general monitoring requirements applicable to asset managers for the distribution activities carried out by distributors
- Recent conditions for the qualification of AIFs for club deals transactions: What level of discretionary power over day-to-day operations?
- CIF and distribution via FID, FID and FAS in Luxembourg-law life insurance contracts
- AMF’s position regarding tied agents of investment firms
The majority of this event will be conducted in French.