Private Markets Meet Registered Funds: The SEC Rethinks Performance Fees and Interval Funds

Please join us for a timely webinar examining the proposed changes and related SEC and FINRA developments, with a focus on the practical considerations for firms as they evaluate the potential impact on their businesses, compliance programs,
and fund structures.

TOPICS WILL INCLUDE:

• Interval fund modernization
• Expanded performance-based compensation arrangements
• Accredited investor qualification changes
• SEC’s Statement on Fair Value Measurement and Disclosure Considerations for Private Assets
• SEC and FINRA enforcement perspective

CLE Credit

CLE credit in CA, FL, IL, MN, NY*, OH, OR, PA, TX, VA, and WA is currently pending approval. Credit in CT and NJ is pending approval (via reciprocity). CLE credit is not available for the viewing of recorded sessions.

*This program qualifies for Newly Admitted Attorneys.*

Those seeking CLE credit in any other state may be provided with a General Certificate of Attendance and may apply independently.