MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways

Partners Ali Rivett, David Freese, and Sean Graber will co-host part four of the Mutual Fund Directors Forum’s (MFDF’s) 15(c) White Paper Webinar Series, titled Enforcement Action Takeaways. Join us for an in-depth discussion focused on practical takeaways for registered fund directors from recent US Securities and Exchange Commission enforcement actions related to the 15(c) process. This session will provide valuable insights into regulatory expectations and best practices for board oversight. This program is designed for independent fund directors, CCOs, and fund industry professionals. Hosted by MFDF, the session is part of its ongoing series of educational events tailored to current issues facing fund governance.