Current Legal and Compliance Issues Affecting ETF APs and Market Makers

Please join us for a one-hour program to discuss matters affecting exchange-traded fund (ETF) authorized participants (APs) and ETF market makers.

TOPICS WILL INCLUDE:

• Structuring challenges associated with Section 351 transactions
• Emerging trends in innovative ETF products
• Key compliance considerations, potential risks, and practical implications

CLE credit in CA, FL, IL, MN, NY*, OH, OR, PA, TX, and VA is currently pending approval. Credit in CT and NJ is pending approval (via reciprocity). CLE credit is not available for the viewing of recorded sessions.

*This program qualifies for Newly Admitted Attorneys.

Those seeking CLE credit in any other state may be provided with a General Certificate of Attendance and may apply independently.

CLE Questions?

Please contact CLECreditRequest@morganlewis.com.